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GAAP.RUNewsSEC staff evaluating the use of derivatives by funds

SEC staff evaluating the use of derivatives by funds

Publication date: 26 March 2010

The SEC staff is conducting a review to evaluate the use of derivatives by mutual funds, exchange-traded funds (ETFs) and other investment companies. The review will examine whether and what additional protections are necessary for those funds under the Investment Company Act of 1940.

The SEC staff is conducting a review to evaluate the use of derivatives by mutual funds, exchange-traded funds (ETFs) and other investment companies: the review will examine whether and what additional protections are necessary for those funds under the Investment Company Act of 1940.