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GAAP.RUNewsFSA mulls extending “mandatory” suitability report rules

FSA mulls extending “mandatory” suitability report rules

Author: Scott Sinclair

Publication date: 26 March 2010

The FSA is considering making suitability reports mandatory for a wider range of financial instruments, including structured products, under a possible extension of its COBS rules.

The FSA is considering making suitability reports mandatory for a wider range of financial instruments, including structured products, under a possible extension of its COBS (“Conduct of Business Sourcebook”) rules.